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We are a specialist insurance brokerage with an emphasis on adding value to our clients by helping them make an informed decision.

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What is Financial Service Firm Insurance?

financial service firm insurance

As a specialist insurance brokerage that focuses on Financial Service Firms, we partner with our clients to customise insurance programs that properly protect their firms and comply with the highly regulated sector.

We consider each client’s operations, activities, size, contractual requirements and ASIC requirements to arrange specialised coverage that makes sense. See below for a brief snapshot of the coverages available to Financial Service Firms:

Professional Indemnity

This cover protects against claims that are caused by your professional advice which may give rise to a financial loss.

Public Liability

This cover protects against claims made for property damage and personal injury to third parties caused by your negligent acts.

Corporate Travel

Annual combined Business & Leisure coverage while travelling around Australia or Overseas – includes coverage for medical expenses and baggage/contents.

Crime Coverage

Crime policies can be structured to cover Fidelity (Wrongful Acts of Employees), cover while on premise or in transit, document fraud and even computer fraud

Directors’ and Officers’ / Management Liability

This cover is designed to protect the directors, officers, managers and employees against legal action from shareholders, employees, regulators, creditors, competitors, liquidators and others.

Workers’ Compensation

This coverage is mandatory where you have hired employees, but could be beneficial for operations with Sub-Contractors and/or Working Directors.

Cyber Insurance

Cyber insurance can be customised to offer cover for cyber event response costs, business interruption, digital asset replacement, breach costs, cyber extortion/threat, e-theft and third-party liability from a privacy or cyber breach.

Property & Business Interruption

Property and contents coverage for your business equipment, tools of trade and office contents (with the option to extend to Worldwide, if required).

We understand that the Financial Services sector is a very broad industry that demands specific needs depending on each firm’s operations. We provide customised coverage options to suit the various needs and requirements of each specific firm. We currently insure the following types of Financial Service Firms:

Stockbroking

Financial Planners

Corporate Advisors

Private Equity

Property Funds

Fund Managers

Venture Capital

Corporate Secretarial

Trustees & Custodians

Merchant Banks

1. We understand ASIC’s RG 126 and which insurers provide coverages that comply with its requirements and protect against the associated risks

2. We have built relationships with specialised insurers that focus on Financial Institutions and provide customised coverage to suit the specific needs of each consultant.

3. We are specialists in Professional Indemnity and managing the claims and notification processes.

4. We provide complete insurance risk profiles customised to each client, outlining which risks are transferred and which risks are self-insured.

5. We provide coverage, limit and excess analysis to assist clients in understanding their insurance policies and help in making decisions to protect their business.

6. We help clients make an informed decision by answering the following questions:

– What’s covered?

– What’s excluded?

– What limit should we buy?

– When do we report changes, claims, circumstances, etc.?

Financial Service Firm Team

travis kenzle kbi

Managing Director
nick george kbi

Executive Broking Manager
Tyler Speers KBI

Account Manager

Financial Service Firm Insurers

Contact Info

Street Address:

Level 18, 140 St. Georges Terrace, Perth, WA, 6000

Postal Address:

PO Box Z5102, St. Georges Terrace, Perth WA 6831

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